Title Loan Compliance/Audit Assistant
Position Summary
Loan Compliance/Audit Assistants are responsible for reviewing loan documentation and ensuring
compliance with bank policy and regulatory requirements. The nature of this position requires inside
contact with company employees at several levels as well as infrequent contact with outside parties.
Key Duties & Responsibilities
• Identifies and communicates regulatory compliance, deficiencies or potential problems,
and provides guidance in the development of alternative solutions or corrective action.
• Report audit findings and make recommendations for the correction of unsatisfactory
conditions and improvements in loan documentation.
• Remain current on all pertinent consumer lending and other financial institution-related laws and
regulations.
• Evaluates compliance with regulations applicable to the bank’s operations in all aspects of the
loan department.
• Reviews loan files for perfection of collateral and ensuring the proper documents were utilized.
• Maintains the highest level of confidentiality with all information obtained.
• Perform as a team member in allocating and coordinating the work flow.
• Contribute to the fulfillment of department and company objectives and goals.
• Comply with all department and company policies, procedures and regulations.
• Be well organized and pay close attention to details.
• Meet expectations for attendance and punctuality.
• Other duties as assigned.
Consumer Fed Report_2005
Consumer Fed Report_2012
Position Summary
Loan Compliance/Audit Assistants are responsible for reviewing loan documentation and ensuring
compliance with bank policy and regulatory requirements. The nature of this position requires inside
contact with company employees at several levels as well as infrequent contact with outside parties.
Key Duties & Responsibilities
• Identifies and communicates regulatory compliance, deficiencies or potential problems,
and provides guidance in the development of alternative solutions or corrective action.
• Report audit findings and make recommendations for the correction of unsatisfactory
conditions and improvements in loan documentation.
• Remain current on all pertinent consumer lending and other financial institution-related laws and
regulations.
• Evaluates compliance with regulations applicable to the bank’s operations in all aspects of the
loan department.
• Reviews loan files for perfection of collateral and ensuring the proper documents were utilized.
• Maintains the highest level of confidentiality with all information obtained.
• Perform as a team member in allocating and coordinating the work flow.
• Contribute to the fulfillment of department and company objectives and goals.
• Comply with all department and company policies, procedures and regulations.
• Be well organized and pay close attention to details.
• Meet expectations for attendance and punctuality.
• Other duties as assigned.
Consumer Fed Report_2005
Consumer Fed Report_2012